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Steer a safe course through data protection jungle

Even the Court of Appeal has called the Data Protection Act 'cumbersome and inelegant.' So it's small wonder that businesses of all sizes are often unclear about what information they ought to retain about their employees, and for how long. 

The dilemma for employers is a common one: how to interpret and apply the law, while at the same time operating efficiently and effectively on a day-to-day basis.

No-one would pretend the Act remains anything other than complex, but court judgements since its arrival offer some pointers towards the best course to steer through the legal jungle.

For most employers most of the time, the main relevant principles enshrined in the Act are that personnel files should be accurate and up-to-date (where appropriate); fairly and lawfully processed and have a specific purpose; adequate, relevant but not excessive; and should not be kept for longer than necessary.
 


Malcolm Davies
 

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Malcolm Davies
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The point about accuracy is worth emphasising, because one of the Act's key aims is to implement an ED directive about this very aspect. Since the Act was introduced, the Court of Appeal has further underscored the fact that an individual's right of access hinges on ensuring data is accurate.

Some of the Act's presuppositions are based on what most employers would recognise as good management -- that they will keep intrusion to a minimum, clearly identify the reason for any monitoring and explain the benefits behind it. And except in extreme instances (such as a belief that illegal substances are involved), employers are expected to obtain employees' consent for collecting information.

In addition, many employers routinely ensure that new staff are told the nature of the employment records that are kept and are given copies of data, such as home addresses, that might change.

On the other hand, employers have their rights, too. Employees are not entitled to automatic access to information just because they are named in it; nor does the Act exist to facilitate litigation or complaints.

From the employers' point of view, 'personal data' can also be defined quite narrowly, as information which affects a person's privacy, whether in their personal or family life, or their business or professional capacity.

The Court of Appeal itself has made significant judgements on the scope for an individual's rights to access personal data. It has ruled that such data must not only name or directly refer to an individual, but also focus heavily on them.

Furthermore, the information must be structured with specific reference to the individual (perhaps under such headings as 'health' or 'education'). If, for instance, it is organised according to date, access to a personnel file can be refused. Access can also be refused if releasing data would identify another employee without their consent.

The general legal view is that initial employer fears about the likelihood of widescale prying -- voiced when the Act was introduced back in 1998 --- have not materialised.

But a couple of tips are worth taking to heart. First of all, the way in which employee information is processed should be transparent. And secondly, management should indicate to employees the sort of information they hold about them on file, and obtain their consent where necessary to gather it.

We produce FREE monthly electronic newsletters including; Private Individual, Business and Employment Law.  You can register for your copy online from our website or e-mail Carly Williams.

 
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